Cybersecurity
Get the latest news and insights on cybersecurity regulations affecting financial advisors, broker-dealers, RIAs and others in the financial services industry.
2 Common Email Spoofing Scams to Avoid: SEC
By Ginger SzalaThe SEC made an example of nine firms that lost a total of $100 million to email fraudsters.
October 02, 2018
People Have a False Sense of Cybersecurity: StudyMost people are more vulnerable to a data theft than they think they are, a Chubb study finds.
September 27, 2018
How to Protect Your Clients and Yourself From CybertheftMost people are worried about cybersecurity, and advisors can help make sure their money is safe.
September 27, 2018
Do You Recognize These 3 Cyberscams?This month brings forth the importance of cybersecurity; here are three ways fraudsters have successfully stolen money.
September 26, 2018
3 in 4 DC Plan Participants Miss Their Savings Goals: JPAMMore than half of workers under 30 expect their employer to help them pick the right investments versus 18% of workers over 55.
September 26, 2018
SEC Hits Voya Financial Advisors With $1M Fine Over Cyber BreachHackers tricked a helpdesk into resetting passwords so they could gain access to customer data, the SEC said.
September 25, 2018
Envestnet | Yodlee Brings Alexa to AdvisorsThe new technology allows advisors to get customized business information through their mobile phone or Alexa-enabled devices.
September 24, 2018
NASAA Seeks Comments on Cybersecurity Model RuleNASAA proposed a model rule on information security that would encompass both cybersecurity and physical security.