Cybersecurity
Get the latest news and insights on cybersecurity regulations affecting financial advisors, broker-dealers, RIAs and others in the financial services industry.
SEC Urges Advisors to Look Beyond AML
By Melanie WaddellMoney laundering isn't the only suspicious activity advisors need to watch out for, exam chief Pete Driscoll says.
May 01, 2019
Kestra Adds to Platform, Speeds Up Onboarding ProcessIncreased cybersecurity prowess and a faster platform are part of new technology enhancements.
April 29, 2019
1 in 4 Malware Attacks Targets Financial Services Firms: ReportA cybersecurity firm found a surge in credential leaks and compromised credit cards in 2018.
April 26, 2019
FBI Sees Big Rise in Internet Crime Complaints, LossesThe FBI received nearly 17% more complaints in 2018 than in 2017, and nearly double the losses.
April 25, 2019
A Cybersecurity Firm's Propaganda May Hide Red FlagsThere are red flags even when dealing with cybersecurity firms. Here's what to watch for.
April 11, 2019
Hackers Seek Smaller Amounts 3 Years After $100 Million HeistAfter huge heist from Federal Reserve in 2016, cyber-criminals have lowered their sights.
April 08, 2019
What Is the Value, Risk of Remote Employees? IT Surveys Search for AnswersOrganizations take clear steps to assuage remote work hazards, but appear to fall short in the execution.
March 26, 2019
GAO Calls for Tougher Rules on Consumer Reporting AgenciesThe Equifax breach "revealed major gaps" in how agencies protect and use consumers' data, senators said.