Cybersecurity
Get the latest news and insights on cybersecurity regulations affecting financial advisors, broker-dealers, RIAs and others in the financial services industry.
June 21, 2019
The Advisor Compliance Issue That's Bigger Than Reg BILongtime compliance chief Beth Haddock talks to ThinkAdvisor about cybersecurity, Reg BI and making compliance training less boring.
June 14, 2019
Social Security, Postal Service Using Outdated ID Checks: GAOSome federal entities give individuals access to their online portals using a method that was deemed outdated after the Equifax breach.
June 03, 2019
SEC Names CIA Veteran Zerrusen to Cybersecurity PostKevin Zerrusen has been named to serve as Chairman Jay Clayton's senior advisor for cybersecurity policy.
May 28, 2019
Importance of Being Up to Date With TechTop tech gurus discuss what advisors need to do infrastructure-wise to stay ahead.
May 22, 2019
SEC Urges Advisors to Look Beyond AMLMoney laundering isn't the only suspicious activity advisors need to watch out for, exam chief Pete Driscoll says.
May 20, 2019
JMP Launches an Opportunity Zone Platform: Portfolio ProductsAlso, RIA in a Box introduces a cybersecurity platform for advisors.
May 09, 2019
Data Privacy Drives Big Wedge in Advisor-Client RelationshipMorningstar CEO Kunal Kapoor highlighted some of these differences at the firm's annual conference.
May 01, 2019
Kestra Adds to Platform, Speeds Up Onboarding ProcessIncreased cybersecurity prowess and a faster platform are part of new technology enhancements.
April 29, 2019
1 in 4 Malware Attacks Targets Financial Services Firms: ReportA cybersecurity firm found a surge in credential leaks and compromised credit cards in 2018.
April 26, 2019
FBI Sees Big Rise in Internet Crime Complaints, LossesThe FBI received nearly 17% more complaints in 2018 than in 2017, and nearly double the losses.