Cybersecurity
Get the latest news and insights on cybersecurity regulations affecting financial advisors, broker-dealers, RIAs and others in the financial services industry.
FINRA, SEC Warn of Ongoing Cyber Threats
By Jeff BermanPhishing, ransomware and disgruntled ex-workers are among the many challenges firms face.
December 02, 2019
SEC Names Littman to Head Cyber UnitLittman, who's served as senior advisor to SEC Chairman Jay Clayton since August 2017, succeeds Robert Cohen.
November 25, 2019
Big Tech Flexes New Products at T3Advisors will find new goodies on their platforms as IBDs and national RIAs look to expand their offerings.
October 24, 2019
Hearsay Adds Biometrics, PIN Security to Advisor AppNew features add "another layer of protection," the tech firm says.
October 03, 2019
2 Steps to Building a Cybersafe RIAThe SEC wants advisors to better protect client data. Here's how to get started.
September 24, 2019
Are You Getting the 'Best' Tech Advice?Different firms have different needs when it comes to technology; in some cases, one firm's success can be another's failure.
September 09, 2019
Cybersecurity Infractions on the Rise Among Advisors: NASAADeficiencies in almost every other category have decreased, said NASAA President Michael Pieciak.
September 06, 2019
RIA in a Box's MyRIACompliance Software Integrates With Cloud-Based DocupaceWealth management firms using MyRIACompliance software can now access the Docupace platform also via single sign-on.