Cybersecurity
Get the latest news and insights on cybersecurity regulations affecting financial advisors, broker-dealers, RIAs and others in the financial services industry.
Smarsh Buys Cybersecurity Firm Entreda
By Janet LevauxEntreda works with BDs, RIAs and wealth managers, while Smarsh focuses on larger firms.
April 14, 2020
Key Tech Steps for RIAs Working From HomeWhen it comes to cybersecurity, make sure you're using multi-factor authentication and VPNs are a mixed bag, RightSize says.
March 13, 2020
Another Hazard of Pandemics: HackersHackers may seek to take advantage of advisors and others distracted by coronavirus, a law firm says.
March 12, 2020
How RIAs Can Prepare for Coronavirus Disruptions"In these times, you can not over-communicate" with clients or staff, RIA in a Box President GJ King says.
February 24, 2020
Lessons From 10 Years in the Tech TrenchesInvestment Advisor's columnist looks back on how much has changed over a decade and why advisors must stay alert.
February 14, 2020
Enhance Cyber Policies Now to Avoid SEC Enforcement ActionsThe SEC recently published a report on the cybersecurity steps advisors must take.
January 27, 2020
SEC Releases Cybersecurity, Data Loss Best PracticesThe report presents observations from exams; mobile security is a big focus.
January 15, 2020
The Latest Cyber Risk You Need to Know AboutThis risk is "right now off the charts," an FBI special agent said at a FINRA conference.