Recruiting
Explore the latest industry news and advice that can help financial advisors hire the best employees and find the right partners to help grow their businesses.
Baird, RBC Wealth Add Advisors From Wells Fargo: Recruiting Roundup
By Janet LevauxMeanwhile, Raymond James picks up a $1.5 million team from UBS in St. Louis.
August 31, 2016
Where BDs Are Getting Their Best RecruitsThe DOL fiduciary rule presents an opportunity for BDs to attract advisors, but its not the only factor driving growth in the rep force.
August 29, 2016
Who’s in Charge at Cetera?Rumors are rife that CEO Larry Roth may be replaced by Chairman Robert Moore.
August 25, 2016
Recruiting Roundup: Dynasty Nabs Wirehouse Exec to Head InvestmentsIn other news, Wells Fargo recruits an advisor from a rival firm, but loses one to boutique group.
August 22, 2016
FINRA Issues Q&A on Recruiting PracticesQ&A guidance covers such areas as the format of the educational communication, individualized contact, delivery requirements and who qualifies as a former customer.
August 10, 2016
LPL Sees Big Uptick in Recruited RepsA large number of advisors moved to the IBD from Cetera Financial, Advisor Group and other broker-dealers.
July 21, 2016
Recruiting Roundup: RBC Wealth Adds 2 Teams From RivalsMeanwhile, Cetera, Deutsche Bank and Snowden Lane say they have picked up new advisors as well.
June 16, 2016
Recruiting Roundup: Raymond James, RBC Wealth Add Teams in WestMeanwhile, Triad Advisors shares news on the latest group to join its hybrid platform.