Boutique ETF Hits $1.5B in Just 10 Days
By Sidhartha Shukla and Isabelle LeeRoundhill Investments launched a fund called DRAM, which holds a handful of memory-chip stocks, earlier this month.
April 23, 2026
Ex-CFA Institute Executive Pleads Guilty to $6M TheftMichael J. Collins, CFA Institute's former chief marketing officer, embezzled almost $6 million from the group and another company.
April 23, 2026
Supreme Court Voices Little Interest in More Curbs on SECThe justices weighed restricting the financial watchdog's power to collect ill-gotten gains.
April 23, 2026
Hightower to Acquire $9.5B Bahnsen GroupThe wealth management practice is based in California and has seen over 30% annual organic growth.
April 23, 2026
Cerulli Sees Big Jump in Planning Services by 2027Advisors expect 54% of clients will do ongoing comprehensive planning in 2027, up from 48% now, a survey finds.
April 23, 2026
LPL: Phishing Breach Led to Unauthorized TransactionsLPL said it restored affected accounts to their original financial positions.
April 23, 2026
Branch Manager Suspended at Firm Accused of Widespread ChurningA New York branch manager failed to supervise 39 reps' trading misconduct, FINRA's order states.
