Merrill Settles With Ex-Miami Dolphin for $1.25M
By Melanie WaddellFormer cornerback Sean Smith had sought $3.5 million in damages tied to a now-barred broker.
May 15, 2026
SEC to Remain 'Active' in Pursuing Advisor CasesThe agency will also focus on retail investor fraud, according to its new enforcement chief, David Woodcock.
May 15, 2026
OpenAI, Plaid Aim to Bring Tailored Financial Guidance to the MassesUntil now, ChatGPT has only been able to provide generic recommendations.
May 15, 2026
Kitces: How AI Could Worsen the Advisor ShortageThe technology, the planner suggests, could lead firms to gut entry-level roles, creating experience gaps.
May 15, 2026
BofA's Hartnett Says Stock Market Ripe for Profit Taking in JuneGrowing price pressures are having a broad impact, from energy and transportation costs to rents, the strategist notes.
May 14, 2026
Social Security Wasted Money Chasing Small Overpayments, Watchdog FindsThe agency spent approximately $4.6 million to recover about $2.6 million, its inspector general estimated.
May 14, 2026
Fidelity Expands Service Fee to More ETFsThe affected ETFs' issuers don't pay Fidelity an asset-based fee to appear on its platform.
May 14, 2026
Life and Annuity Issuers Add $346B to AssetsThe nest egg keepers now have about $6.1 trillion in their own portfolios.