Ex-LPL RIA Employee Sentenced to Life in Prison for Murdering Co-Worker, Roommate
By Dinah Wisenberg BrinRamy Hany Mounir's Fahim's sentence includes no possibility of parole.
May 13, 2026
Senate Confirms Kevin Warsh to Lead Fed in Narrowest-Ever VoteThe vote sets up a controversial leadership transition at the central bank and a test of its political independence.
May 13, 2026
DAFs Gaining Importance in Advisor-Client Relationships: ReportFinancial professionals have growing influence on the increasingly favored charitable giving vehicle for Americans, research finds.
May 13, 2026
Schwab Plans to Use AI to Boost Service for Clients With Less Than $1MAI will enable Schwab to provide "some of the same personalized insights" wealthier clients get, says CEO Rick Wurster.
May 13, 2026
Osaic Pulls $200M Du Lac Wealth Services From LPLDu Lac Wealth, based in North Carolina, is the sixth firm to leave LPL for Osaic this year.
May 13, 2026
FINRA Enforcement Review to Conclude by End of JuneFINRA will put out a public report on the findings of the review, CEO Robert Cook says.
May 12, 2026
E-Delivery Rule Will Be 'Broader': SEC ChiefThe SEC's e-delivery approach will apply across BDs and investment advisors, Atkins said at FINRA's annual conference.
May 12, 2026
Genworth's CareScout Unit Gets a Line in the Financial ReportThe newborn long-term care services and insurance business generated some revenue.