Schwab Implements Fees on ETF Providers
By Dinah Wisenberg BrinThe company said last year that it was considering platform fees for third-party ETF issuers.
October 20, 2026
Ex-JPMorgan Advisors Launch $18.6B Independent FirmPhil Scott and Jim Atwood co-founded Latigo Peak Partners, which serves UHNW individuals and families.
October 20, 2026
IRS Proposes Tighter ACA Health Premium Tax Credit RulesOne section could affect clients who bring relatives to the United States from other countries.
October 19, 2026
Senate Democrats Seek Universal Home Care Benefits ProposalsLawmakers are suggesting that the new system could get ideas from an existing public program.
October 19, 2026
Janney Adds $3.5B Houston OfficeThe advisors who joined the wealth management firm were all previously affiliated with Raymond James.
October 19, 2026
FINRA's New Exam Retake Rules Start Jan. 19New rules shorten the wait times for retaking a failed qualification exam.
October 16, 2026
Shook Rebrands, Raising QuestionsThe rankings, which were halted in the fallout of a secret $6 million payment to a Forbes editor, will resume later this year.
October 16, 2026
Wells Fargo Adds 3 TeamsThese advisors, with a combined $900 million in AUM, joined the employee channel from Truist, Santander and Raymond James.