JPMorgan Fights $4M FINRA Award to Rep Fired Over Super Bowl Party
By Melanie WaddellThe bank argued it "had ample reason to terminate" Brent Ryan Bodner for misrepresenting the nature of an expense.
June 22, 2026
Stifel Pays $3M to Settle Claim Over Barred Broker's Structured Notes StrategyAfter a $133 million award in April, the firm faces up to 19 additional complaints tied to Chuck Roberts.
June 22, 2026
Former CFA Executive Gets Up to 9 Years for EmbezzlementMichael J. Collins, CFA Institute's former chief marketing officer, was sentenced Monday in New York state court.
June 22, 2026
Schwab Warns of Margin Calls as Concerns Over Tax Bets MountThe brokerage will issue a margin call and contact the advisor if any of their accounts exceed the new thresholds.
June 22, 2026
Mass Affluent Investors Are Losing Interest in Wealth ManagersThese clients now get "something close to private-banking quality from AI," said Debasish Patnaik, a senior partner at McKinsey.
June 22, 2026
Bob Doll More Cautious on Stock Gains NowThe Fed's "hawkish" shift challenges the high-risk bull market, the longtime market forecaster says.
June 22, 2026
Alan Greenspan, Who Led Fed During Boom Before 2008 Bust, Dies at 100His tenure was the second-longest for a Fed chief and coincided with the steadiest period of economic growth since the central bank's creation in 1913.
June 18, 2026
Number of 'New' Medicare Supplement Enrollees Climbs 14%Problems in the Medicare Advantage market are nudging consumers back toward the original Medicare gap-filler plans.