Fidelity to Halt Up-Front Payments for RIA Referrals: Report
By Dinah Wisenberg BrinReferrals to the Wealth Advisor Solutions program currently garner a 0.10% referral fee.
October 27, 2026
Ex-LPL Advisor Accused of $11M Ponzi SchemeWilliam Bernard Tunink was indicted on 10 counts of wire fraud for the alleged scheme, which resulted in $2 million investor losses.
October 26, 2026
Walt Bettinger: Schwab Committed to Advisors of All SizesCustodial competitors often have "reached out to ask if we'd be willing to acquire them," the former CEO wrote.
October 26, 2026
RBC Wealth Adds $1B Group From UBSThe Nepa/Susco Team, based in Pennsylvania, specializes in wealth planning.
October 26, 2026
55ip Expands UMA Offerings for RIAsThe fintech is offering model portfolios and SMAs with products from J.P. Morgan Asset Management and BlackRock.
October 23, 2026
Trust in Advisors Grows as Investors Sour on AI-Only AdviceEight in 10 clients say the industry is meeting their needs, SIFMA and KPMG find.
October 23, 2026
AmeriFlex Group Adds 17 Advisors With $1.4B in Q3CEO Thomas Goodson says the RIA's SuccessionFully platform helps advisors monetize their practices.
October 23, 2026
Digital Annuity Issuer Stellar National Hunts for CapitalThe company has curtailed new sales until it can strengthen its balance sheet, according to AM Best.