CFP Board Seeks Comments on Criminal Expungement
By Melanie WaddellThe board is proposing to treat the expungement of a conviction as a "mitigating factor" that could stop an applicant from being barred.
July 22, 2026
Blackstone, Vanguard Debut Funds to Bring Private Markets to Main StreetThe two new closed-end funds will first be available to certain Bank of America clients.
July 21, 2026
Envestnet Debuts Wealth Trading PlatformThe new solution connects portfolio management, trade creation, order review, execution and auditability.
July 21, 2026
Treasury Flags Concern Over 'Potentially Abusive' Tax TradesThe strategies include so-called 351 conversions, box-spread ETFs and funds that avoid dividend income by flipping between other ETFs.
July 21, 2026
Fidelity's Estimate for Post-Retirement Health Costs Jumps 7.5%That compares with an estimated 2027 Social Security cost-of-living adjustment of just 3.8%.
July 21, 2026
IRS Chief Denies Report He Spied on Colleagues While at JPMorganFrank Bisignano snooped on rival executives' emails while co-COO at the bank, The Wall Street Journal reported.
July 21, 2026
U.S. Considers Creating FINRA-Like Watchdog to Vet Top AI ModelsThe plan would create an independent regulatory agency for AI that would report to the SEC.
July 21, 2026
Schwab Beats Estimates as Investors Pile Into MarketThe firm's total net new assets surged 61% from a year ago to $118.7 billion in the second quarter.