SEC Approves FINRA's Outside Business Activity Plan
By Melanie WaddellThe approval hands a "big win" to dually registered advisors, says lawyer Brian Rubin.
September 16, 2026
65% of U.S. Life Policyholders Think Agents Face a Best-Interest StandardMost told a survey team that their agents had explained the policy benefits and costs at least somewhat well.
September 16, 2026
Ed Yardeni Cuts S&P 500 Forecast for 2026The economist and researcher cites bond yield concerns while staying bullish for the long term.
September 15, 2026
Sen. Warren Asks NAIC About How It Oversees Insurers' Private AssetsShe says Congress needs to know how it can "mitigate the risks private credit poses to the insurance markets and policyholders."
September 15, 2026
Vanilla Upgrades AI Tool With Estate Planning AgentsAt Future Proof, CEO Gene Farrell demonstrated how the tool scans client documents and flags planning opportunities.
September 15, 2026
Schwab Wealth Advisory Raising Fees on $5M to $25M AccountsThe RIA also will charge a product fee for third-party SMAs.
September 15, 2026
Student Loan Borrowers in Their 40s Have 45% Smaller 401(k)s: StudyParticipants with such debt in defined contribution plans continued to have lower contribution rates and account balances, a report finds.
September 15, 2026
New Merrill Services Help Clients Transition to Managed AccountsThe offerings enable clients to move cash and other assets in a gradual, tax-efficient way, according to the firm.