SEC Head Vows to Fast-Track Plan to End Quarterly Reports
By Jenny SuranePaul Atkins says Trump's proposal will give companies the option to report on a semi-annual basis.
September 29, 2025
SEC Plans to Let Dimensional Offer Dual Share Class FundsRoughly 70 other asset managers are waiting to hear back from the SEC on their applications.
September 26, 2025
OpenArc Mega-Team Fires Back at Merrill's Charge of Corporate RaidingA dozen advisors who left the $129 billion Merrill unit suggest the wirehouse had let their division slide.
September 26, 2025
FINRA to Send Revised Outside Business Activity Plan to SECIndustry officials are bracing to see if the proposal includes changes to supervisory requirements for outside RIA activity.
September 26, 2025
Draft Guidance Could Boost Best-Interest ComplianceIndustry groups hope to keep state regulators from adding new ways to monitor firms and people.
September 26, 2025
XYPN Rolls Out Holistiplan Access, Expanded Orion PartnershipThe new services will help 2,100 affiliated advisors run their practices more efficiently, CEO Alan Moore says.
September 26, 2025
Guardrails Needed on Alts in 401(k)s: SEC Chief AtkinsThe SEC and Labor Department have "to work hand and glove" to lay ground rules, Atkins said Thursday.
September 25, 2025
Medicare Could Tie Commission Growth to Overall Inflation RateThat's one of the suggestions in an Urban Institute report on the role of Medicare plans' agents and brokers.