EP Wealth Sells Minority Stake to PE Firm Ares Management
By Janet LevauxThe employee-owned RIA had assets under management of nearly $40 billion as of Aug. 31.
September 30, 2025
Government Shutdown 2025: A Guide to the MarketsHere's what could happen to the defense, airline and other sectors if Congress fails to reach an agreement by midnight.
September 30, 2025
Robo-Advisor Wealthfront Files for IPO Showing Profit DropA slew of fintech companies are pursuing long-awaited listings.
September 30, 2025
$1.1B RBC Team Forms a Private Wealth Group at LPLThe three-member advisory team came together to form Lighthouse Private Wealth.
September 30, 2025
Schwab: Merrill's 'Corporate Raid' Suit Lacks EvidenceSchwab accuses Merrill of "rank speculation" in the case against the breakaway team that formed OpenArc.
September 30, 2025
SEC Orders Operating Cost Cuts to CATThe costs of running the order-tracking system "have ballooned beyond belief," says Paul Atkins, the agency chair.
September 30, 2025
FINRA Issues Warning for Firms Outside the U.S.Even firms that operate abroad must respond to a FINRA request, the regulator says in a new notice.
September 30, 2025
This Group of AI Stocks Can Replace the Mag 7Here's why firms like Broadcom , Oracle and Palantir are expected to thrive in an AI future.