Mercer Adds $1.2B RIA Serving Entertainment Industry
By Melanie WaddellTwo entities, collectively known as Singer Burke, are part of the transaction.
October 06, 2025
Schwab: Retail Clients Branching Into Volatile 'AI-Adjacent' StocksTesla and Apple were among the stocks that Schwab retail clients sold last month.
October 06, 2025
Ex-Broker Pleads Guilty to $2.7M Investment Scam, $4.7M Pandemic Loan FraudJared Dean Eakes used investor funds for his own benefit, including for options trading in a personal account.
October 06, 2025
Synovus Securities to Pay $315,000 Over E-SignaturesThe BD failed to detect red flags that four associated persons forged and falsified hundreds of signatures, FINRA says.
October 06, 2025
FINRA Suspends Ex-NY Life Rep Over Expense ReportsThe rep charged more than $4,000 in personal expenses to his corporate credit card, FINRA says.
October 06, 2025
Fifth Third to Buy Comerica for $11BDallas-based Comerica works in wealth management, as well as in commercial and retail banking.
October 06, 2025
Social Security Chief Named IRS CEOFrank Bisignano will continue to lead the SSA while leading the IRS; the role doesn't require Senate confirmation.
October 06, 2025
Thousands of Robinhood Users Report OutageUsers reported problems with the brokerage site on mobile and desktop as the market opened.