More Rule Changes Coming: FINRA Chief
By Melanie Waddell"We're looking at a wide range of areas, again based on feedback from our members," Robert Cook says.
October 15, 2025
Vanguard's Equity Head Joins SEC Investor Advisory CommitteeThe agency added four members to the panel, which advises on regulatory priorities and initiatives.
October 15, 2025
Hightower Rolls Out Branded RIA ChannelAdvisors who join Signature Wealth will get support in operations, marketing, technology and investment management, the firm says.
October 14, 2025
New Bill Gives Trump's Order on Alts in 401(k)s the Force of LawThe Retirement Investment Choice Act codifies the order, which directs the SEC and Labor to examine existing guidance.
October 14, 2025
Nationwide Adds Annuity to Mini Long-Term Care Product BoomThe firm is joining Genworth and Waterlily to help retirement savers cope with a major financial threat.
October 14, 2025
BlackRock's iShares Top $5 Trillion in AssetsOverall, the asset manager pulled in $205 billion of client money in the third quarter.
October 14, 2025
What BlackRock's Fink Sees as the 'Next Wave' for Investors"Repotting" traditional assets into digital versions should present a big opportunity, the CEO says.
October 14, 2025
Mercer Hires Ex-LPL Exec to Lead Integration EffortsKatelyn Shackleton is tasked with piloting integration and accelerated growth of newly acquired partner firms.