CFP Board Names New CEO
By Melanie WaddellK. Dane Snowden, who has been CFP Board's chief operating officer since 2023, will replace Kevin Keller.
January 20, 2026
Cassidy Named Head of SEC Exam DivisionThe agency veteran has been acting director since May 2024.
January 20, 2026
Cetera Fined $1.1M Over AML, Other Failures: FINRACetera Advisors, Cetera Wealth Services and Cetera Investment Services were cited for supervisory compliance issues.
January 20, 2026
New SEC Marketing Rule FAQ Tackles Fees, TestimonialsMore FAQs are likely on the way as the industry seeks clarity on the rule, says Valerie Mirko.
January 20, 2026
Wall Street Has Worst Session Since April Meltdown"This is 'Sell America' again within a much broader global risk off," said Krishna Guha at Evercore.
January 20, 2026
Jeremy Grantham: 'Slim to None' Chance AI Bubble Won't BurstBubbles form around brilliant ideas, says the strategist and GMO co-founder.
January 20, 2026
Wells Fargo to Move Wealth Headquarters to West Palm BeachThe new office means the unit's leaders can be closer to their largest clients, said wealth chief Barry Sommers.
January 20, 2026
Trump Blasts Dimon, Threatens to Sue JPMorgan Over DebankingThe president alleged last year that the bank had asked him to close some accounts due to the Capitol attack of Jan. 6, 2021.