Judge Dismisses Class-Action Suit Over Vanguard's $100 Exit Fee
By Dinah Wisenberg BrinThe federal court allowed the plaintiff to amend and refile the complaint against the investment giant.
February 09, 2026
Apollo CEO Questions Many Annuity Issuers' InvestmentsMarc Rowan told securities analysts that "most... do not have origination of appropriate assets."
February 09, 2026
YouTube Star MrBeast Buys Financial Services FirmStep, with over 7 million users, provides savings and investment services and helps people under age 18 establish credit.
February 09, 2026
American College Set to Distribute RSSA Social Security DesignationsCreated by the National Association of Registered Social Security Analysts, the credential reflects training in helping clients claim benefits.
February 09, 2026
$133M Award Against Stifel Should Stand, Judge SaysThe magistrate judge's opinion addresses a FINRA arbitration award tied to a barred advisor.
February 09, 2026
New Bill Lets First-Time Homebuyers Tap 529 PlansThe Save for Success Act allows distributions from qualified tuition programs to be used for qualified housing expenses.
February 09, 2026
Ameriprise to Oversee $28B in Huntington Bank Investment AssetsThe relationship involves 260 advisors and retail brokerage, advisory and insurance services.
February 09, 2026
Apollo, Schroders Partner on Public-Private Hybrid Products for Retirement PlansThe firms plan to launch a CIT for the defined contribution plan market in the second quarter.