FINRA Bars Ex-Morgan Stanley Advisor Over Refusal to Share Info for Probe
By Dinah Wisenberg BrinThe advisor joined an RIA the month after his Morgan Stanley dismissal.
February 26, 2026
Texas Says Vanguard Settles Collusion Suit for $29.5MThe lawsuit accused the asset manager of colluding to manipulate the energy market and reduce coal output.
February 26, 2026
Janus Bidding War Begins as Victory Capital Tops Trian OfferVictory's cash-and-stock proposal would value the combined company at about $16 billion.
February 26, 2026
Citi to Cut 141 Jobs in New JerseyThe laytoffs are part of the financial services company's ongoing headcount reductions.
February 26, 2026
Ritholtz to Launch Its First ETFThe actively managed Goaltender ETF will adjust stock exposure based on market trends.
February 26, 2026
Life, Health and Annuity Issuer Employment Growth Beats ForecastsInsurers are especially interested in hiring technology, operations and analytics staff.
February 26, 2026
Kuvare Wants the World to Know That Blue Owl Is Not Its ParentThe annuity issuer says the private investment firm that's under scrutiny is simply one of its asset managers.
February 26, 2026
Beacon Pointe Co-Founder Shannon Eusey to Exit CEO Role, Become ChairMatthew Cooper, the firm's president, will take the helm.