Atlantic Coast Life Faces Suspension of Annuity Sales in Florida
By Allison BellState regulators have also prohibited the A-Cap subsidiary from accepting renewal business or describing itself as an insurer.
October 01, 2026
Senate Confirms Sonderling as Labor SecretaryThe former deputy secretary will lead a department facing scrutiny over fake support for alts in 401(k)s.
October 01, 2026
$1.3B UBS Team Moves to FiNetThe Ohio-based firm joins the Wells Fargo indie channel's Ascend Advisory Group.
October 01, 2026
Treasury Auto-Enrolls 60M Children in Trump AccountsAll eligible children under 18 now have an account ready to be claimed, Treasury Secretary Scott Bessent says.
October 01, 2026
Stifel Pays Another $30M Over Barred Broker's Structured Notes StrategyThe financial services firm has paid more in damages in disputes tied to Chuck Roberts' investment approach.
October 01, 2026
FPA Launches Revamped PlannerSearchMarketing tech firm Snappy Kraken and financial software developer The Smyth Group led the redesign of the service.
September 30, 2026
SEC Floats Plans to Expand RIA Performance Fees, Accredited Investor PoolThe proposals are intended to broaden access to private markets.
September 30, 2026
Schwab Unveils 'Charley' AI Assistant for Retail ClientsCharley will roll out in phases starting in October.