Dynasty Argues It Can't Be Forced to Arbitrate Merrill Raid Case
By Dinah Wisenberg BrinDynasty disputes Merrill's contention it agreed to arbitration.
March 16, 2026
At Schwab, Number of 'Small' Advisors Would Triple Under SEC PlanMore than 14,700 firms out of 16,000 in Schwab's network would qualify as a small business.
March 16, 2026
Fidelity Agrees to Pay $2.5M in Data Breach Class ActionHackers took Social Security numbers and other personal information, the lawsuit alleged.
March 16, 2026
SEC Enforcement Director Resigns After 6 Months on the JobMargaret Ryan has resigned; Principal Deputy Director Sam Waldon has been named acting director.
March 16, 2026
Senators Raise Alarm About Inexperienced Social Security Staff Fielding Suicide CallsLegislators want answers from the agency's commissioner about troubling staff reassignments and ongoing customer service issues.
March 16, 2026
Treasury Secretary Bessent Exits Acting IRS Commissioner RoleThe IRS CEO position is "a fake job," senators told Bessent, stating an IRS Commissioner nomination has yet to be sent.
March 16, 2026
OpenAI in Talks for $10 Billion Joint Venture With PE FirmsThe firm expects to bring in roughly another $10 billion from venture capital firms and sovereign wealth funds.
March 16, 2026
BofA Agrees to Settle Claims It Aided Epstein Sex CrimesThe suit mainly focused on accounts allegedly used by "his co-conspirators, associates and victims."