Rep Fired for Misusing $15,000 in Erroneous Commission Payments Gets FINRA Suspension
By Melanie WaddellBrandon Still misappropriated $15,000 that Arvest Wealth mistakenly paid him, according to FINRA.
April 20, 2026
Ameriprise Data Breach Affected Nearly 48,000Two lawsuits sparked by the March incident have been dropped, court records show.
April 20, 2026
Stifel Settles With Investors in Structured Notes CaseThe investors won a $133M arbitration award tied to barred broker Chuck A. Roberts' risky strategy.
April 20, 2026
NYC's Second-Home Tax Unites Mamdani, HochulAbout 13,000 properties in the city would likely be affected by the proposed tax rules, the state's governor says.
April 17, 2026
Mercer Faces Data Breach LawsuitsShinyHunters, a cyber extortion gang, dumped millions of internal records onto the dark web, plaintiffs say.
April 17, 2026
Barred Oregon Broker Accused of Stealing Over $1.6M From ClientsJeffrey Thomas Higgins is charged with selling clients' stock and taking the proceeds over roughly 17 years.
April 17, 2026
IRS Releases Tool to Help Taxpayers Resolve DebtTax Debt Help explains payment options as well as how to settle debt for less than is owed.
April 17, 2026
New Bills Boost Caregivers' Retirement Savings OptionsThe acts would allow Roth IRA contributions without earned income and add five years to catch-ups.