Clearing and Custodial Firms
Read up on clearing and custodial firms serving RIAs and others in the wealth management arena.
June 02, 2011
LPL Names David Akellian of Century Securities to Head Custom Clearing UnitVeteran clearing and broker-dealer executive will execute against LPL's strategy to grow its clearing and custody business among insurance, bank and other BDs.
May 01, 2011
Realistic OptimistBrian Shea CEO; Pershing; Jersey City A BIG CHANGE RENDERED BY THE FINANCIAL CRISIS? …
April 01, 2011
Clear ThinkingHuge changes are in the wings for how the financial services industry does business, and no area is on heightened alert more than the clearing space.…
December 29, 2010
ICE Trust Withdraws Derivatives Clearing Bid With CFTCICE Trust filed its application to be a derivatives clearing organization with the CFTC in November, but last week it withdrew that application with little fanfare.
September 01, 2010
Towers of StrengthIn the aftermath of dreadful 2008 and 2009, staunch, stable clearing firms are not only being appreciated but touted by financial advisors to clients. Indeed, with...
August 03, 2010
NYSE Euronext Q2 Results Boast 34% Surge in Derivatives RevenueRobust trading volume that included a 34% surge in derivatives revenue as well as a 29% increase in technology solutions sales drove NYSE Euronext's strong second-quarter 2010 results.
April 01, 2010
Dynamic ClearingTighter financial industry rules and regulations en route via the Obama administration have clearing firms psyched up and ready: They see the developments as a...
March 10, 2010
ABG Carolinas Develops 401(k) ProgramAlliance Benefit Group Carolinas L.L.C. is introducing a new 401(k) plan program.
September 01, 2009
Clearing a New LandscapeIt's no secret that the global financial collapse has pushed vitally important risk management front and center. And perhaps no other segment of the financial services...
April 01, 2009
Choose Your PartnerIt's not a question of any port in a storm -- it's the right port ... in a tsunami. That's what independent broker-dealers are seeking...