Clearing and Custodial Firms
Read up on clearing and custodial firms serving RIAs and others in the wealth management arena.
What the Schwab-TD Ameritrade Deal Means for Advisors: Mallouk
By Janet LevauxLines separating the broker-dealer and RIA business models "are going to continue to be blurred," the head of Creative Planning says.
October 30, 2019
Ladenburg Thalmann Exploring Sale: ReportRecruiter Jon Henschen weighs in on what form a deal could take.
May 17, 2019
Clearing, Custody Firms Now Tied With Wirehouses for Market Share: AiteRIAs and other advisors served by outside custodians are ascendant; wirehouses are not.
October 10, 2018
Stock Trading App Robinhood Introduces In-House Clearing SystemThe new system will enable Robinhood to custody all customer assets.
August 28, 2017
FolioDynamix, Apex Clearing to Partner on Advice ToolsApex Clearing announced on Thursday that it has entered into a partnership with FolioDynamix to create customer-facing technology tools.
May 09, 2017
The 2 Most Important Questions Advisors Should Ask ClientsWilliam Coppel of First Clearing tells ThinkAdvisor that advisors typically ask clients a list of 55 questions but need to boil that down.
January 31, 2017
Robo Clearing Firm Apex Taps Envestnet's Fiske to Head Retail OpsRon Fiske joins Apex, which clears for robo-advisors like Betterment, from Envestnet and will head its retail operations.
January 13, 2017
Head of Fidelity’s RIA Business to DepartBob Oros is set to leave the clearing and custody post he's had for the past five years at the end of January.