August 13, 2018
Arnott Steps Down as CEO of Research AffiliatesThe firm's president and COO Katy Sherrerd assumes the role of CEO; Arnott remains as chairman.
July 17, 2018
Former Vanguard Exec Brod Voted CFP Board Chair-Elect"This is a pivotal time for CFP professionals," Brod said.
June 05, 2018
Bitwise Adds Institutional Heft With BlackRock/Commonfund HireMartha Shear brings institutional fund experience to the cryptocurrency index fund.
May 31, 2018
Triad Adds $750M Firm From LPL: Recruiting RoundupAdvisors also move to Raymond James, Kestra and Janney; meanwhile, ProEquities launches a practice management platform.
May 03, 2018
Raymond James Taps Exec to Oversee Independent ContractorsJodi Perry, who previously led operations in the Southeast, is now leading this group nationwide.
April 02, 2018
Edelman Financial Taps CMO From ADTLetha Steffey, formerly of ADT Security Services, Hallmark and AMC Theaters, is now chief marketing officer for the wealth management firm.
March 29, 2018
FINRA's Susan Axelrod Heads to MerrillAfter 28 years as a regulator, Axelrod will start a new role in May.
March 29, 2018
Raymond James Brings on $216M Breakaway Merrill Rep: Recruiting RoundupMeanwhile, Ladenburg Thalmann and Fidelity share their latest recruiting news; Live Oak Bank, FourPointe Consulting and FiComm Partners announce a special workshop series.
March 22, 2018
Former TD Exec Bradley Joins MaxMyInterest Advisory BoardThe cash management platform is expanding its offerings for advisors, said CEO Gary Zimmerman.
March 20, 2018
Former SEC Investment Management Execs Join Stradley RononFormer IM Director David Grim, IM deputy chief counsel Sara Crovitz join Stradley Ronon's investment management practice group.