October 29, 2018
Triad Advisors Names Michael Gatti VP of Business DevelopmentIn this role, Gatti will be responsible for identifying, qualifying and onboarding independent advisors.
October 22, 2018
Oppenheimer & Co. Taps New Leader for Private-Client UnitEd Harrington, currently head of sales and marketing for Oppenheimer Asset Management, will replace Mark Whaley.
October 15, 2018
T. Rowe Price Names David Giroux Head of Investment StrategyThe five-time Morningstar Fund Manager of the Year Award nominee manages about $47 billion in client assets.
October 10, 2018
Research Group Dalbar Taps CMOCory Clark has been with the firm for 12 years and will now work as its chief marketing officer.
October 04, 2018
RBC Adds Advisors in Seattle, Syracuse, DenverAn advisor and a team join from Wells Fargo.
October 03, 2018
LPL Adds Waddell & Reed Team, Raymond James Picks Up Wirehouse Reps: Recruiting RoundupAlso, Cetera Financial Group says advisors who have affiliated with its broker-dealers over the past few weeks could bring over $650 million in client assets.
October 03, 2018
BNY Mellon Nabs Veteran Goldman Wealth, Tech ExecAvi Shua was with Goldman for almost 28 years and led its global wealth management tech group since 2013.
September 25, 2018
LPL Nabs Team of 4 Women From RivalThe team specializes in tax issues, and many of their clients are women, including widows.
September 20, 2018
Wealthcare Taps Industry Veteran as PresidentThe fintech firm aims to grow its base of 70-plus affiliated advisors and $2 billion in assets.
September 19, 2018
RBC Brings on $500M Commonwealth Team: Recruiting RoundupLPL Financial, Kestra, Stifel and Ameriprise announce their latest hires and Larry Roth lands a board seat.