April 05, 2022
Ex-LPL Exec Burt White Joins Carson GroupOver the 14 years he spent at LPL, White earned a reputation as an informative and entertaining speaker on investment trends.
March 17, 2022
BNY Mellon Taps Robin Vince as Next CEOVince joined BNY Mellon in October 2020 after working for 26 years at Goldman Sachs in several executive roles.
February 24, 2022
Advisor Group Names 3 Executives to New PostsTim Hodge, Jen Roche and Aisha Adams have previously worked at firms like LPL, AssetMark and Lincoln Financial.
February 22, 2022
Baird Nabs $850M Morgan Stanley RepsThe advisors move from the wirehouse to Baird in Yakima, Washington, and Durango, Colorado.
February 16, 2022
Carson Group Names Its First CTONimesh Patel joins the RIA after serving as CEO of tech startup Prefix Health Technologies.
January 31, 2022
Cetera Taps Stinson as BD PresidentTim Stinson, named president of Cetera Advisor Networks, is the first Black person to hold this post.
January 27, 2022
NASAA Names New Director of PolicyKristen Hutchens played a key role in securing the recent introduction of a recent senior-protection bill.
January 12, 2022
Former Stark & Stark Attorneys Launch Law Firm for RIAsMax Schatzow, Cary Kvitka and Ryan Walter are looking to serve advisors with between $100 million and $10 billion in AUM.
January 11, 2022
RBC Wealth Adds 4th Female Exec Committee MemberJanet Boie is the second woman to be appointed to the committee over the past six months, according to the firm.
January 10, 2022
Raymond James Hires Private Wealth ChiefKevin Ruth, who's worked at Fidelity, Merrill and UBS, will focus on advisors and efforts to best serve HNW and UHNW clients.