SIFMA Picks NYSE Exec as General Counsel
By Melanie WaddellSaima Ahmed, director of NYSE Regulation, will replace Ira Hammerman, who is retiring.
August 18, 2022
Commonwealth Adds $1.4B TeamThe group used to work with Principal Securities; it includes seven advisors and is based in Cedar Rapids, Iowa.
August 16, 2022
BofA, Wells Fargo Veterans Launch RIAMembers of the new Fidelis Capital team members previously managed a total of $6 billion in client assets.
August 12, 2022
Vanguard Nabs Top Fidelity, JPMorgan ResearchersAndy Reed and Fiona Greig focus on investor behavior and household finance, respectively; they join Vanguard's Investment Strategy Group.
August 10, 2022
LPL Nabs Wells Fargo ExecKatelyn Shackleton has joined the broker-dealer as executive vice president, Corporate Strategy and New Ventures,
July 25, 2022
Former LPL Strategist Ryan Detrick Joins Carson GroupDetrick left LPL Financial in June.
July 15, 2022
LPL Taps Former BNY Mellon, Merrill Exec for Banking RoleBill Sappington will focus on new banking and lending services for LPL Financial's affiliated advisors and their clients.
July 01, 2022
Chief Market Strategist Ryan Detrick Leaves LPL"I'm just not meant to be institutional," Detrick said on LinkedIn.