Thomas D. Giachetti
Thomas D. Giachetti is Chairman of the Investment Management and Securities Practice of Stark & Stark. A former investment banker and NASD registered representative, Giachetti’s legal practice is devoted to investment-related matters, including the representation of investment advisers, financial planners, broker-dealers, CPA firms and registered reps.
October 27, 2021
Why the SEC Has Its Eyes on Advisors
September 23, 2021
4 SEC Hot Buttons Advisors Should Address Immediately
August 24, 2021
As RIA Arbitration Cases Climb, It's Time to Lawyer Up
June 25, 2021
Five Ways Employers Can Avoid Discrimination Actions
May 26, 2021
How Will the Pandemic Change Regulation?
April 26, 2021
What to Do About the Return of the DOL Rule
March 23, 2021
How to Prepare Your Firm for an Acquisition
February 25, 2021
Latest Registration Rules in New York May Have Far-Reaching Impact
January 28, 2021