Thomas D. Giachetti
Thomas D. Giachetti is Chairman of the Investment Management and Securities Practice of Stark & Stark. A former investment banker and NASD registered representative, Giachetti’s legal practice is devoted to investment-related matters, including the representation of investment advisers, financial planners, broker-dealers, CPA firms and registered reps.
November 07, 2022
New SEC Marketing Rule: How to Use Testimonials
October 03, 2022
7 Advertising Don'ts Under New SEC Marketing Rule
September 05, 2022
More States Adopt Advisor CE Requirements
July 27, 2022
The New Rollover Rule Is Here: Are You Complying?
March 16, 2022
DOL's New Rollover Rules Are Coming. Here's How to Be Ready
February 22, 2022
Are You Keeping an Eye on Your Service Providers?
January 28, 2022