RegTech

Get the latest news and insights affecting financial regulatory technology (regtech) used for compliance and other areas.

Electronic Signatures May Get Help From the D.C. Gorillas

December 22, 2021

Electronic Signatures May Get Help From the D.C. Gorillas
5 Big Shifts That Will Reshape Wealth Planning in 2022 and Beyond: Northern Trust

December 22, 2021

5 Big Shifts That Will Reshape Wealth Planning in 2022 and Beyond: Northern Trust
3 Steps to a Safer RIA

December 15, 2021

3 Steps to a Safer RIA
RIA in a Box Bought by ComplySci: Tech Roundup

December 09, 2021

RIA in a Box Bought by ComplySci: Tech Roundup
FINRA Fines Wells Fargo $2.25M

December 07, 2021

FINRA Fines Wells Fargo $2.25M
Are Custodians Tilting at Windmills?

November 23, 2021

Are Custodians Tilting at Windmills?
Why the SEC Has Its Eyes on Advisors

October 27, 2021

Why the SEC Has Its Eyes on Advisors
Meet the Winners: LUMINARIES in Executive Leadership, 2021 — Firms

October 27, 2021

Meet the Winners: LUMINARIES in Executive Leadership, 2021 — Firms
Orion Buys Compliance and Risk Management Firm

October 22, 2021

Orion Buys Compliance and Risk Management Firm
4 Tech Trends Transforming 401(k)s

October 15, 2021

4 Tech Trends Transforming 401(k)s