Investment Platforms
Get the latest news and insights on investment platforms (including digital, mobile and online platforms), and how these developments impact financial advisors, the wealth management industry and more.
New Bill Puts Clamp on SEC's CAT
By Melanie WaddellThe bill would greatly restrict the SEC from collecting personally identifiable information for the system, said Rep. Barry Loudermilk.
July 06, 2023
4 Time-Wasting Mistakes That Limit Your Firm's GrowthStreamlining your operations is the key to sustainable organic growth.
July 05, 2023
Clearing, Trading Most Popular Uses for Fintech by Advisors: SurveyISS Market Intelligence looks at the fintech providers advisors use most.
June 26, 2023
Is the SEC's War on Crypto 'Regulation by Enforcement'?I asked the SEC's crypto enforcement chief to answer that question, and more.
June 22, 2023
18 Top Robo-Advisors Ranked From Worst to Best: MorningstarThe new Morningstar report suggests that the future of financial advising will be far from exclusively digital.
June 22, 2023
JPMorgan to Pay $4M Over 47 Million Deleted RecordsThe SEC alleges that JPMorgan Securities permanently deleted the electronic records, including emails and instant messages.
June 16, 2023
Schwab Robo-Advisor Hidden Fees Case Moves to Federal CourtThe lawsuit cites an SEC order last year requiring Schwab to pay nearly $187 million for misleading statements.
June 15, 2023
BlackRock Files for Bitcoin ETFCoinbase would act as custodian and the fund, should it launch, would trade on Nasdaq.