Investment Platforms
Get the latest news and insights on investment platforms (including digital, mobile and online platforms), and how these developments impact financial advisors, the wealth management industry and more.
Court issues CoOportunity liquidation order
By Allison BellBrokers are supposed to keep all records related to CoOportunity.
February 25, 2015
12 Best & Worst Broker-Dealers: Q4 Earnings, 2014Heres how some of the biggest firms earnings compared over the fourth quarter.
February 24, 2015
Getting the Right Tools for Financial Planning, Asset ManagementI've changed my financial planning software, and have re-upped for Morningstar Advisor Workstation, with one very nice addition: YCharts.
February 20, 2015
Stifel Moves to Buy Sterne Agee: ReportsThe reported deal means Stifel could soon top 3,000 total advisors and $200 billion in client assets.
February 19, 2015
New Hire Roundup: Securities America Promotes 7Meanwhile, financial data aggregation firm CircleBlack appointed Bill Bartzak and Michael Castellano to its board of directors.
February 12, 2015
Merrill Lands $1.4B Ex-Morgan Stanley Team, AdvisorMeanwhile, LPL-affiliated Stratos Wealth recruits a former Morgan Stanley team and an ex-Wells Fargo rep.
February 09, 2015
Raymond James Nabs $2.6M Ex-RBC TeamIn addition, a former Merrill Lynch rep affiliates with LPL Financial, and Baird adds an ex-UBS team.
February 05, 2015
New Hire Roundup: Paul Smith Named CEO of CFA InstituteMeanwhile, Nikko Asset Management has hired four executives