Investment Platforms
Get the latest news and insights on investment platforms (including digital, mobile and online platforms), and how these developments impact financial advisors, the wealth management industry and more.
Recruiting Roundup: $3 Billion Merrill Team Goes Indie
By Marlene Y. SatterThe advisors form Corient Capital and partner with Dynasty Financial Partners in Southern California.
September 23, 2015
UBS Nabs $1.3B Merrill Team; Wells Fargo Grabs $1B Morgan Stanley RepsMeanwhile, Raymond James recruits groups with more than $800 million in client assets to its employee channel.
September 23, 2015
Rivals Question Betterment’s New 401(k) PlatformBetterment's robo-advisory platform is raising questions in the 401(k) plan industry ranging from the use of ETFs to compliance with DOLs QDIA disclosure requirements.
September 23, 2015
Diversification, Foreign Investment Key to Saudi Arabian EconomyThe price of oil is proving more of a liability these days than the boon to the Saudi Arabias economy that its been in the past.
September 22, 2015
Wall Street Cracks Down on Free Sharing of Analysts' NotesBrokerage and bank executives are frustrated that so much research ends up on Twitter minutes after its release.
September 21, 2015
Ritholtz: The Price of Losing Bill Gross or Jeff GundlachOnce an ace manager departs, it seems it's only a matter of time before the outsize reputation of that fund departs as well, Ritholtz writes.
September 08, 2015
Risk in the New WorldIn the modern world of investments, market risk is only one element of all the risks that currently exist.
September 08, 2015
Hartford hires Goldman’s Melvin for investment managementMelvin, 46, joins from Goldman Sachs Group Inc. and will report to Brion Johnson, president of Hartford Investment Management Co., or Himco.