Investment Platforms
Get the latest news and insights on investment platforms (including digital, mobile and online platforms), and how these developments impact financial advisors, the wealth management industry and more.
3 Big Changes to RIA Form ADV
By Melanie WaddellThe Oct. 1 deadline to follow the new disclosure rules is nearly here.
August 23, 2017
How to Court the Next Wealth GenerationTo establish relationships with the children of current clients, advisors must view them as brand-new clients.
August 02, 2017
RIAs and Their Assets Continue to Rise: IAAThe trade group's annual Evolution Revolution report provides a snapshot of the RIA industry.
July 31, 2017
The Price for Advice Is ChangingConsumer costs are falling, but advisors themselves are not seeing compression.
July 31, 2017
Two Ways LPL Plans to Innovate: New Mobile App, Virtual AssistantsAt its Focus conference, CEO Dan Arnold shares details about a mobile app for clients and the IBD's experiments with Uberization.
July 31, 2017
Fidelity Trims Index Fund Fees, Challenging VanguardThe firm cuts total expenses by nearly 10 basis points in move to capture more passive-investor assets.
July 31, 2017
iCapital Adds Morgan Stanley to Big-Name InvestorsAlong with the investment, Morgan Stanley will extend iCapitals proprietary technology and services to its advisors and their clients.
July 28, 2017
10 Best & Worst Broker-Dealers: Q2 Earnings, 2017Most large financial firms with broker-dealer operations have reported their results for the quarter.