Marketing Technology
Get the latest news and insights about marketing technology used by financial advisors and throughout the financial services industry.
March 07, 2022
These Compliance Issues Are Top of Mind for Regulators. Are You Ready?The SEC exam division still struggles with advisor exams, but that won't stop a heightened focus on Reg BI.
March 02, 2022
'Sex and the City' Hurt Millennial Women's Relationship With Money: Chelsea Fagan"It was a financially irresponsible view of womanhood," the founder of The Financial Diet tells ThinkAdvisor.
March 02, 2022
No Corner of U.S. Stock Market Left Untouched by War in UkraineHere's how stocks in the tech, energy, financial and other sectors have fared since Russia invaded its neighbor last week and year to date.
February 17, 2022
EMoney Advisor Launches New Marketing Features: Tech RoundupFocus Financial teams with CAIS on a customized alternative investments platform.
February 17, 2022
LUMINARIES 2022 Nominations Portal Now OpenThinkAdvisor's industry recognition program is accepting nominations through April 29, and there's no cost to participate.
February 08, 2022
Cetera: 1,000 Advisors Complete New Growth ProgramThe program pairs advisors with "growth partners" to help them find opportunities they may be missing.
February 07, 2022
Carson Group Tops $20B in AssetsThat's up about 32% from a year ago; Carson Group says it now has 120 partner advisory firms nationwide.
February 01, 2022
How Advisors Are Using Tech Now: SurveyAdvisors want to expand their prospecting pools and educate clients on crypto and ESG investing, according to Broadridge and FSI.
January 28, 2022
Why a Privacy Checkup Can Keep You Out of TroubleHere's how to comply with Regulation S-P, which requires that advisors issue privacy notices and protect clients' personal information.
January 26, 2022
4 WealthTech Predictions for 2022The shift to a unified managed household approach will continue to gain momentum.