Artificial Intelligence
Get the latest news and insights on artificial intelligence (AI), machine learning (ML) and natural language processing (NLP), and how these developments impact financial advisors, the wealth management industry and more.
SEC Agrees to Pay $150,000 to End Coinbase Suit Over Records
By Nicola M. WhiteThe agreement ends a two-year Freedom of Information Act legal battle between the Wall Street regulator and Coinbase.
July 21, 2026
U.S. Considers Creating FINRA-Like Watchdog to Vet Top AI ModelsThe plan would create an independent regulatory agency for AI that would report to the SEC.
July 20, 2026
RIAs Don't Need More AI Experiments. They Need an Implementation Plan.Firms need to movie beyond generic tools and one-off prompts by building secure, auditable, human-led workflows.
July 16, 2026
PRO
The Best Way to Manage Taxes in Retirement? Start EarlyActive planning before RMDs kick in, Cecil Staton offers, can both minimize liabilities and optimize investments.
July 16, 2026
SEC Releases New E-Delivery RuleRegulation E-Delivery would allow firms to send documents electronically without requiring investors to opt in.
July 15, 2026
Wells Fargo Adds AI-Powered Support for AdvisorsThe embedded solution intends to streamline how advisors, client associates and support teams access information and complete everyday work.
July 10, 2026
AI Has Positive Influence on the Industry, Advisors SayClients are arriving at meetings better informed, often with perspectives shaped by digital tools, a survey finds.
July 09, 2026
AI-Created Portfolios Do Worse When Investors Tweak Them: ResearchGreater human input was linked to higher risk without associated returns, an academic team finds.