Annuity Investing
Learn about the latest news and trends in annuity investing for retirement, including tips on the role of annuity income in portfolios
Ex-Broker Must Pay $600K for ‘Siphoning Money’ From Older Couple: FINRA
By Janet LevauxJerome Krause fraudulently borrowed money from his clients when he was working for First Heartland Capital, FINRA said.
September 27, 2016
Vanguard’s New Model for Retirement Spending in Low-Yield MarketVanguard has developed a goals-based approach to retirement spending with a low-return environment in mind.
September 23, 2016
‘Hit Pause’ on DOL Fiduciary Rule, Insurer’s Lawyers Urge Federal JudgeLawyers representing insurer Market Synergy told a Kansas judge that DOL failed to prove that state-based regulation of fixed-indexed annuities is broken.
September 22, 2016
DOL Fiduciary Rule’s Cost for 9 Investment Advice Players: From IBDs to RIAsA.T. Kearney study sees big asset shifts across formats with IBDs getting walloped.
September 22, 2016
Morgan Stanley Gives Advisors Gender-Diversity ToolkitThe effort aims to equip FAs with more ways of serving clients interested in improving women's leadership and economic impact.
September 20, 2016
DOL Fiduciary Rule Causes Pullback on Sale of Annuities, Funds by InsurersState Farm Insurance says it will not accept liability on the future sale of annuities or mutual funds.
September 19, 2016
Top Portfolio Products: Global X, Nuveen Add ETFs; Financial Engines Expands ServicesGlobal X introduces three tech ETFs while Nuveen adds bond ETF focused on additional yield.
September 15, 2016
Compliance Support for DOL Fiduciary Rule Next Big Advisor Need: CogentAdvisor education may be important for firms as much for assuaging fears and easing confusion as for compliance, new research from Cogent says.