State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Insurtech Regs, 'Dark Pattern' Spottting on NAIC's To-Do List
By Allison BellConsumer reps also want to make information about claim denial rates easier to find.
December 14, 2022
Some Clients Could Get ICHRA Cash for CoverageIn New Jersey, about 23% of employers who have heard of ICHRAs have them or want them.
December 14, 2022
10 Worst States for December Working-Age COVID-19 Hospitalization IncreasesThe number of hospitalized people ages 20-59 increased 38% between early November and early December.
December 13, 2022
NAIC to Spotlight Annuity Sales Standard Update Gray ZonesThe list of states without updates includes Florida and Indiana as well as California and Oregon.
December 13, 2022
Regulators End Effort to Develop Long-Term Care Hybrid RulesSome officials say current regulations appear to be working well.
December 06, 2022
Next Pretrial Hearing Set for LPL Network Firm Employee Charged in Double MurderThe next hearing for Ramy Fahim has been scheduled for Feb. 10.
December 02, 2022
Ex-LPL Rep Charged With Stealing $1.3M From Client With DementiaBradley Goodbred was arrested and charged with 23 felonies.
December 01, 2022
9 State-Run Retirement Plans With Key Dates to Watch in 2023Several states have key implementation dates or major updates planned for next year.