State Regulation

Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.

State Regulation

Texas Hopes To Streamline Policy Review Process

By Staff Writer
Premera Compromises On Conversion App Timeline

November 25, 2002

Premera Compromises On Conversion App Timeline
Who Needs Federal Regs?

November 24, 2002

Who Needs Federal Regs?
New York Asks Insurers To Update Assumptions

November 21, 2002

New York Asks Insurers To Update Assumptions
Principal To Sell Alliance Capital 529 Plans

November 13, 2002

Principal To Sell Alliance Capital 529 Plans
Insurers Question Consumer Rep Funding Proposal

November 11, 2002

Insurers Question Consumer Rep Funding Proposal
The Debate Over A Compact Has Given Rise To Fresh Ideas

November 10, 2002

The Debate Over A Compact Has Given Rise To Fresh Ideas
Product Filing Compact Takes Tentative Step Forward

October 20, 2002

Product Filing Compact Takes Tentative Step Forward