State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
More States Introduce Filing Compact Bills
By Jim ConnollyNU Online News Service, May 10, 2004, 5:39 p.m. EDT -- Many states are helping with efforts to create a "single point of filing" ...
April 08, 2004
Missouri Bill Gives Securities Regulator Authority Over Variable ProductsMissouri Bill Gives Securities Regulator Authority Over Variable ProductsByMissouri legislators are considering a bill that would put variable products under the purview of both insurance ...
April 06, 2004
Variable Products Bill Advances In Mo.NU Online News Service, April 6, 2004, 2:40 p.m. EST -- Missouri legislators are considering a bill that would put variable products under the ...
April 02, 2004
NAIC May Add Auditing RequirementsNU Online News Service, April 2, 2004, 4:02 p.m. EST -- Regulators want insurers to certify that their internal financial reporting controls are effective.[@@]Doug ...
April 01, 2004
The State of the UnionsThere's an uproar sweeping the country over gay marriage, stemming in part from a Massachusetts court decision, a rush of ceremonies in San Francisco, and...
March 29, 2004
NAIFA Supports Oxley Reform IdeasNU Online News Service, March 29, 2004, 3:43 p.m. EST, Washington -- The National Association of Insurance and Financial Advisors is backing regulatory reform ...
March 26, 2004
MassMutual Backs Oxley-Baker Reform ProposalNU Online News Service, March 26, 2004, 5:40 p.m. EST, Washington -- Massachusetts Mutual Life Insurance Company, Springfield, Mass., is supporting the Oxley-Baker proposal ...
March 23, 2004
AARP Fights Pataki Medicaid LTC ProposalNU Online News Service, March 23, 2004, 12:05 p.m. EST -- The New York chapter of AARP, Washington, is fighting to protect current New ...