State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
AIG To Pay $1.64 Billion To Settle Fraud Charges
By Daniel HaysAmerican International Group will pay a record $1.64 billion to settle state and federal charges of securities fraud, bid-rigging and failure to pay proper contributions ...
February 07, 2006
Treasury Speaker Notes Lack Of UniformityA top U.S. Treasury Department official delivered a wide-ranging speech Monday at state insurance commissioners' annual conference in Naples, Fla.The 4-day event, which started Sunday, ...
February 01, 2006
Plan for the Winnebago setMany Americans, especially retirees, are choosing to spend their time in more than one state. Traditionally called snowbirds, these clients present advisors with a unique set of considerations not typically present with clients who are permanently
January 31, 2006
Plan for the Winnebago setMany Americans, especially retirees, are choosing to spend their time in more than one state. Traditionally called snowbirds, these clients present advisors with a unique set of considerations not typically present with clients who are permanently
January 26, 2006
HHS Acknowledges Drug Program Start-Up ProblemsThe federal government has agreed to reimburse at least 20 states that have been providing emergency medicines for low-income seniors and disabled people who could ...
January 25, 2006
HHS Acknowledges Drug Program Start-Up ProblemsThe federal government has agreed to reimburse at least 20 states that have been providing emergency medicines for low-income seniors and disabled people who could ...
January 24, 2006
ACLI Board Supports Suitability For AllThe board of the American Council of Life Insurers will urge states to extend product suitability standards for annuities to all consumers, not just older ...
January 20, 2006
Broker-Dealers And Insurers Ask Feds For More TimeLarge financial services groups want the U.S. Securities and Exchange Commission to give them 2 extra months to comply with a new rule dealing with ...