State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
New York Couple Sues Over Life Premium Finance Collateral Calls
By Allison BellThe Aronsons thought $1.5 million in collateral would be enough. Then conditions changed.
April 11, 2024
BlackRock May Escape Texas BlacklistA key state official want to see how the asset manager can be removed from its list of "energy boycotters."
April 01, 2024
15 States With the Lowest Tax Rates: 2024U.S. households pay often drastically different amounts, and types, of state and local taxes.
March 28, 2024
Washington Governor Signs Auto-IRA BillWith Washington Saves, employee contributions to workplace retirement accounts will be made directly via payroll deductions.
March 25, 2024
Voya Faces Suit Over Universal Life Policy Premium HikeThe plaintiffs contend that the premium suddenly jumped to $90,000, from $25,000, without warning.
March 20, 2024
Here Are the State Tax Bills for Wealthy Clients to Watch in 2024Surtaxes on the rich are stuck in committee. Estate planning law updates and cryptocurrency measures are moving.
March 19, 2024
Protect Annuity Issuers From Bad Advisor Affiliates: RegulatorsAn NAIC team wants to keep corporate parents and siblings from overcharging insurers or stuffing them with sludge.
March 18, 2024
States to Send New CEO Into Annuity Sales Standards FightThe NAIC has picked Gary Anderson of Massachusetts to lead its staff.