Florida
Get the latest on Florida's financial regulations, enforcement actions and litigation.
First Command Sues LPL Over Alleged Advisor Poaching
By Jeff BermanThe military-focused firm says LPL recruited three of its advisors and caused them to violate agreements.
April 21, 2023
Ex-Morgan Stanley, Schwab Broker Arrested on Child Porn ChargesRandall Kiefer has been charged with 21 counts related to child porn.
December 29, 2022
Republicans Ramp Up Anti-ESG Campaign for 2023The political assault by the right is backed by former Vice President Mike Pence, as well as by the governors of Florida and Texas.
December 21, 2022
Will Your Client's Medicaid Trust Survive the Move to Florida?Strategies for preserving the family home must comply with state-specific laws if the client plans to move.
December 13, 2022
NAIC to Spotlight Annuity Sales Standard Update Gray ZonesThe list of states without updates includes Florida and Indiana as well as California and Oregon.
December 13, 2022
Regulators End Effort to Develop Long-Term Care Hybrid RulesSome officials say current regulations appear to be working well.
December 01, 2022
Florida to Pull $2B of Assets From BlackRockIt's the latest move in a fight led by Governor Ron DeSantis against firms embracing environmental, social and corporate governance values.
August 25, 2022
Policyholder Sues Pru Over Implementation of 100% LTCI Rate HikePrudential points to a policy provision authorizing it to increase premiums.