State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Georgia Expands Military Base Sales Practices Probe
By Matt Brady, Arthur D. PostalGeorgia insurance regulators have started working with regulators in at least 3 other states to investigate allegations of problems with insurance sales practices on ...
September 15, 2004
Koken Is New NAIC PresidentByAnchorage, AlaskaIn elections held at their fall meeting here, state regulators elected Pennsylvania Insurance Commissioner Diane Koken as the new president of the National Association ...
September 15, 2004
NAIC Meeting Attendees React To SMART DraftRegulators and others had plenty to say here about the State Modernization and Regulatory Transparency Act draft bill.[@@]The SMART draft, also known as the ...
September 15, 2004
NAIC Revises Model Reg To Reflect Medicare Prescription Drug LawNAIC Revises Model Reg To Reflect Medicare Prescription Drug LawByThe National Association of Insurance Commissioners recently adopted revisions to a model regulation to implement changes ...
September 15, 2004
Optional Federal Charter Supporters Clash With Opponents At HearingOptional Federal Charter Supporters Clash With Opponents At HearingWashingtonThe life insurance industry made another pitch for an optional federal charter at a hearing of the ...
September 08, 2004
Dentegra To Expand AARP Dental ProgramNU Online News Service, Sept. 8, 2004, 5:23 p.m. EDTThe services unit of AARP, Washington, has picked the Delta Dental Insurance Company unit of ...
September 02, 2004
Two Top NAIC Spots Now Up For GrabsByNational Association of Insurance Commissioner Vice President Jim Poolman has resigned from the groups number two spot, meaning that state insurance commissioners will vote to ...
September 01, 2004
Compliance Zero HourThe October 5 deadline for advisors to appoint a chief compliance officer and adopt formal compliance procedures is right around the corner. Are you ready? My...