State Regulation

Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.

GAO Supports Insurance Regulator Access To FBI Criminal Database

August 04, 2004

GAO Supports Insurance Regulator Access To FBI Criminal Database
New York Regulators Clarify The Definition Of 'Clean Claim'

August 04, 2004

New York Regulators Clarify The Definition Of 'Clean Claim'
New York Tries To Clarify Clean-Claim Definition

August 03, 2004

New York Tries To Clarify Clean-Claim Definition
N.J. Doctors Sue Over UnitedHealthOxford Deal

August 03, 2004

N.J. Doctors Sue Over UnitedHealthOxford Deal
A Whole New Meaning

July 28, 2004

A Whole New Meaning
Congressional Roadmap In Flux

July 28, 2004

Congressional Roadmap In Flux
House Panel To Hold Military Sales Hearing

July 28, 2004

House Panel To Hold Military Sales Hearing
Tug Of War Over SOX Continues

July 28, 2004

Tug Of War Over SOX Continues
P-C Concerns Delay Unveiling Of Roadmap Bill

July 23, 2004

P-C Concerns Delay Unveiling Of Roadmap Bill
NCOIL OKs Market Conduct Model Changes

July 21, 2004

NCOIL OKs Market Conduct Model Changes