State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Panel Prepares SMART Lite
By Arthur D. PostalThe House Financial Services Committee is developing a streamlined version of the State Modernization and Regulatory Transparency Act that would give strong regulatory authority to ...
April 26, 2006
Where The Older Folks Are At HomeAs of July 2003, 36 million people in the United States were aged 65 and older, a recent report from the U.S. Census Bureau reveals.That ...
April 23, 2006
Interstate Compact Close To Becoming A RealityWhen legislation enabling an optional federal charter for insurance companies was introduced in the Senate a few weeks ago, the National Association of Insurance Commissioners ...
April 23, 2006
Interstate Compact Close To Becoming A RealityWhen legislation enabling an optional federal charter for insurance companies was introduced in the Senate a few weeks ago, the National Association of Insurance Commissioners ...
April 16, 2006
NAIC Defers Comment On Suspended RegulatorThe National Association of Insurance Commissioners will defer comment on how action by New Mexico placing Insurance Superintendent Eric Serna on administrative leave could impact ...
April 16, 2006
NAIC Defers Comment On Suspended RegulatorThe National Association of Insurance Commissioners will defer comment on how action by New Mexico placing Insurance Superintendent Eric Serna on administrative leave could impact ...
April 13, 2006
NAIC Waits For Notice About OfficerThe National Association of Insurance Commissioners has not yet received official word from New Mexico about the status of a longtime member.Officials in New Mexico ...
April 09, 2006
State Officials Take Shots At OFC ProposalFollowing the introduction of optional federal charter legislation in the Senate last week, state regulators and legislators questioned how such a charter would help consumers ...