State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Official: Regulatory System Hurts Us Overseas
By Matt BradyOfficials at the Treasury Department are not yet sure how they want the insurance regulatory system to change, but they believe there is wide agreement ...
July 26, 2006
GAO To Insurance Regulators: Review Personal Data BuysState insurance departments should keep a closer eye on insurers' use of purchased data concerning individual consumers.Officials at the U.S. Government Accountability Office have come ...
July 26, 2006
GAO To Insurance Regulators: Review Personal Data BuysState insurance departments should keep a closer eye on insurers' use of purchased data concerning individual consumers.Officials at the U.S. Government Accountability Office have come ...
July 19, 2006
House Panel OKs Reinsurance BillMembers of a U.S. House Financial Services Committee subcommittee today approved a measure that could make regulation of the reinsurance market and the property-casualty surplus ...
July 19, 2006
House Panel OKs Reinsurance BillMembers of a U.S. House Financial Services Committee subcommittee today approved a measure that could make regulation of the reinsurance market and the property-casualty surplus ...
July 17, 2006
Staying On Top Of New Anti-Money Laundering RegsFinancial institutions, such as banks or securities firms, have been under scrutiny for quite some time to identify potential threats, mitigate risks and maintain regulatory compliance.
July 16, 2006
Staying On Top Of New Anti-Money Laundering RegsFinancial institutions, such as banks or securities firms, have been under scrutiny for quite some time to identify potential threats, mitigate risks and maintain regulatory compliance.
July 16, 2006
Using The 'Psychology' Of ComplianceSome agents find that being in compliance with state and National Association of Securities Dealers regulations and company procedures is easy, while others find it ...